RETAIL (RESTRICTED) INVESTOR STATEMENT
I make this statement so that I can receive promotional communications relating to unlisted shares and unlisted debt securities as a restricted investor.
I declare that I qualify as a restricted investor because:
(a) in the twelve months preceding, I have not invested more than 10% of my net assets in unlisted shares or unlisted debt securities; and
(b) I undertake that in the twelve months following I will not invest more than 10% of my net assets in unlisted shares or unlisted debt securities.
Net assets for these purposes do not include:
(a) The property which is my primary residence or any money raised through a loan secured on that property;
(b) Any rights of mine under a qualifying contract of insurance; or
(c) Any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependents are), or may be entitled.
I accept that I can lose my property and other assets from making investment decisions based on financial promotions. I am aware that Romco Metals does not give financial advice and as such cannot make personalised investment recommendations to you. I am aware that it is open to me to seek advice from someone who specialises in advising on non-readily realisable securities.